5 Legal jobs

Job Profile Summary Performs and advanced level of regulatory work. Prepare, draft and submit timely regulatory filings including tariff change filings, rate change filings, certificate filings, compliance, and other filings and reports required by Federal and State regulatory agencies. Essential Functions and Responsibilities Oversee and/or prepare timely filings of all necessary regulatory reports, applications, and tariff filings including preparation of the transmittal letter, the response or request to the applicable agency, and all related supporting documentation applicable to the filing Develop or work with the appropriate departments to prepare the necessary exhibits to support the filings Oversee and/or prepare filings in accordance with the applicable regulatory agencies' requirements regarding the applicable filings Analyze information and draft responses to discovery or data requests Analyze and prepare information gathered for the internal...

JOB DESCRIPTION: Experienced capital markets attorney to support the retail sales and trading broker-dealer activities of Merrill Lynch’s Global Wealth and Investments Solutions group. Primary responsibilities include: Providing legal support to Merrill’s broker-dealer sales and trading businesses for Equities and Fixed Income. Advising the business on SEC, FINRA, MSRB and SRO laws, rules and regulations (including implementation of new requirements), with a particular focus on broker-dealer rules and regulations applicable to transactions with retail investors. Counseling the business on disclosure, transaction reporting and best execution matters. Advising the business on regulatory matters pertaining to the above. Participating in the review, policy and governance processes related to the above, working with business, risk and compliance partners across the organization   REQUIRED SKILLS AND EXPERIENCE: A minimum of 10 years...

Job description Legal Secretary  Position Summary This position has dual performance function, first supports the delivery of quality legal services to clients by providing secretarial and administrative assistance to attorneys, performing complex and specialized secretarial and clerical tasks, and working collaboratively and cooperative with others in a team-oriented environment. This position supports a set of attorneys as a primary assignment and also provides back-up secretarial assistance to others as assigned. Primary Responsibilities Handle outgoing mail and logging and distribution of incoming mail. Prepare hearing and deposition notebooks. Able to draft standard pleadings, correspondence, memoranda and other documents. Timely reviews and ensures accuracy of vendor invoices; prepares accurate check requests and timely submits invoices for payment to client or accounting. Accurately files and serves court documents both electronically and in...

JOB DESCRIPTION:   Responsibilities: Equipment finance transaction structuring, documentation and negotiation.  Selecting and managing outside counsel. Providing legal advice and counsel to business unit management regarding products, services and other matters. Monitoring applicable laws, rules and regulations.     REQUIRED SKILLS AND EXPERIENCE: Strong academic credentials The ideal candidate with have at least 6+ years’ experience structuring, drafting and negotiating equipment leasing and secured lending transactions involving various asset classes (e.g., manufacturing and construction equipment, IT equipment, medical equipment and software), as well as, related portfolio and syndication experience (buy and sell). Familiarity with confidentiality agreements, commitment letters, term sheets, loan and lease agreements, subordination agreements and other ancillary documents required.    Prior in-house experience at a bank,...

JOB DESCRIPTION: Experienced financial services attorney with a strong background in secured asset based lending who is able to provide broad based internal legal support and strategic advice to the commercial lending businesses of this company. Primary focus is to provide legal support in structuring, negotiating and documenting secured asset based lending transactions ranging from approximately $5 million to $1 billion and more.  Responsibilities will also include legal support for related transactional matters such as bankruptcy and debtor-in-possession financings, workouts and restructuring, and, on a limited basis, litigation. The position requires a close working partnership with line of business clients at all levels, and also with other internal legal colleagues, as well as syndications, treasury, risk management, compliance, regulatory and audit partners supporting those lines of business. Provides general legal counsel to the commercial banking...