3 jobs found in jacksonville

Job description LOB Specific Description: The PRO Trades Support team is set up as representatives of MLPRO as an authorized participant and is responsible for the placement and settlement of ETF (Exchange Traded Funds) creations and redemptions in support of the prime broker clients and internal trading desks who engage in this business. As such, the team is divided into 2 units. The Order Placement unit which liaises with clients and the placement agents to place such transactions and the Settlement Oversight unit which oversees the settlement process of the ETF and its components.   Specific Functions include the acceptance, placement and booking of creation and redemption orders/requests, timely and accurately responding to internal and external inquiries, reconciliation of intercompany accounts, continuous testing of ETF application as upgrades are deployed, Fails Management which includes collateral posting, liaising with Settlements, other internal/external...

Job description LOB Specific Description: The Ops Sr Analyst role on the Regulatory Processing team is tasked with ensuring processing and operational adherence to several broker-dealer regulations. Specifically, the role requires ownership of the close-out requirement of Reg SHO 204d. This job is fast-paced, has very tight deadlines, and heavy operational and market risk. This role requires a functional knowledge of the Reg SHO process and the effective execution of regulatory requirements. This requires a working knowledge of the regulation, operations, effective communication, and conflict resolution. Additionally, this role involves processing functions to ensure that Reg SHO obligations are being actioned accurately, timely, and effectively. An important component of the role involves collaboration with various LOB’s to ensure execution avoidance, as well as to increase the efficiency of the role. Additionally, the role requires...

Job description Responsible for monitoring the group email inboxes for Intl. Prime Brokerage Corporate Actions and proxy voting along with reorg related corporate action events. Ability to confirm and process client and client service representative election instructions. Associate must be able to learn and perform all functions related to non-expiring exchanges and conversion events. Must have the ability to navigate multiple systems in order to handle client inquiries when issues arise and respond back to those queries as soon as possible. Associate must exhibit excellent communication skills to manage client relationships / expectations while they ensure election deadlines for client instructions are completed successfully. Attention to detail and ability to multitask and work well with others and under pressure to produce results for our clients and front office partners is critical.   Enterprise Role Overview: Follows established written procedures and...