Senior Auditor/Audit Supervisor – CFO: Liquidity, Interest Rate Risk, Resolution & Recovery and Capital (CCAR - Stress Testing)

$100,000 - $115,000 yearly
  • The Resume Review - Recruiting Department
  • Charlotte, NC, USA
  • May 12, 2022
Full time Accounting Finance

Job Description

Job Description:
Responsible for testing the Company’s capital adequacy process, stress testing, baseline forecasting, U.S. Standardized and Advanced capital requirements, liquidity risk management practices or interest rate measurements systems, or resolution and recovery processes.  Typically works on projects of moderate to high complexity that would involve learning (regulatory regime, business model, processes) on each new assignment. 
Should have the ability to perform high quality, risk-focused fieldwork, in accordance with Corporate Audit methodologies and standards in order to identify meaningful issues, risks and other exposures in the area of the Company being audited. Will create and maintain accurate and clear work documents and expected to complete tasks efficiently (on time and accurately). Also, will engage in relevant training regarding audit, businesses, financial controls, regulations or a particular specialty.
Responsible for independently executing multiple areas of testwork during audit activities. Utilizes analytical skills and/or technical expertise to execute assigned audit testing responsibilities. Demonstrates basic project management skills. Raises issues and concerns and makes recommendations for severity ratings.
Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or trends. Begins to establish business partner relationships; primary engagement is with line management. Exercises critical thinking and judgment to effectively influence management to improve the control environment. Supports employee development efforts, teamwork and a positive and inclusive work environment.
Required Skills

  • Minimum 2-3+ years of Audit, Risk, Business Control, Compliance, Finance or other relevant experience
  • Ability to execute audit test plans within a risk based audit methodology
  • Sound organizational, analytical, oral and written communication skills 
  • Self-starter, desire to learn able to teach others, positive attitude, exhibits flexibility
  • Ability to work in a very detailed manner
  • Proficiency in Microsoft Office Products
  • Bachelor’s degree or relevant experience

Desired Skills:

  • 4 year degree in accounting or finance
  • 2-6 years’ experience including CCAR / stress testing, baseline forecasting, U.S. Standardized and Advanced capital requirements,  Corporate Treasury activities (liquidity, IRR, funding), or resolution and recovery processes
  • Audit or risk control risk/controls background in financial services
  • Intermediate Analytical / Automation Skills (SQL, SAS, Advanced Excel and Access)
  • Advanced degree
  • CPA preferred