Sr Business Control Specialist -Quality Analyst, Anti Money Laundering - Global Operations

$80,000 - $95,000 yearly
  • The Resume Review - Recruiting Department
  • Chicago, IL, USA
  • Nov 07, 2022
Full time Legal

Job Description

Job description
Line of Business Role Description
The candidate will support the In-Line Quality Assurance Monitoring & Inspection team in mitigating risk across the Global Operations organization. Provide support for monthly control execution within a LOB and directly supports execution and management of the ILQA Program through various initiatives to drive process improvements and control performance sustainability.
Responsibilities may include:
  • Conduct or coordinate quality Inspection reviews to ensure associate performance and control effectiveness
  • Execute Quality Assurance activities including control execution, case assignment, and results reporting in a timely manner
  • Support initiatives to enhance Quality Assurance program success
  • Provide support on Regulatory Exams, Internal Audits and other Monitoring & Inspection reviews
  • Capture data and information relevant to inspection metrics to support governance activities for dashboard reporting
Required Skills:
  • 2 or more years in one or more of the following areas: Quality Control/Assurance Testing, Management, Process Risk Control (PRC), Risk Control Self-Assessment (RCSA), internal audit, risk management, process improvement, compliance, front line control role, or similar business control experience
  • Ability to critically think and problem solve when escalations arise
  • Strong communication abilities, organizational skills, and attention to detail
  • Strong research and analytical skills – Ability to prioritize effectively, a self-starter, organized, capable of performing work independently with minimal direction.
  • Proficient computer/software skills - Experience with Microsoft Word, Excel, Power Point, Outlook, SharePoint, etc.
Desired Skills:
  • Working knowledge of Risk, Quality Control/Assurance Framework
  • Knowledge or experience with Anti-money Laundering concepts/regulations or ACAMS Certification
  • Previous work experience in one or more of the following areas: risk, compliance, audit, operations and/or controls
  • Foundational knowledge of general bank policies, specific to data and privacy
  • Bachelor’s degree in related field or equivalent work experience